Milton C. Ault III - 08 Sep 2021 Form 4 Insider Report for Ault Global Holdings, Inc. (GPUS)

Role: Executive Chairman, Director
Signature: /s/ Milton C. Ault, III
Issuer symbol: GPUS
Transactions as of: 08 Sep 2021
Net transactions value: +$1,371,189
Form type: 4
Filing time: 09 Sep 2021, 18:06:43 UTC
Previous filing: 03 Sep 2021
Next filing: 16 Sep 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AULT	Common Stock	Purchase	$547,520	+200,000	+39%	$2.74	707,400	08 Sep 2021	By Ault Alpha LP	F1, F3
transaction	AULT	Common Stock	Purchase	$823,669	+292,600	+41%	$2.82	1,000,000	09 Sep 2021	By Ault Alpha LP	F2, F3
holding	AULT	Common Stock						69,209	08 Sep 2021	Direct
holding	AULT	Common Stock						1,658,916	08 Sep 2021	By Ault & Company, Inc.	F4
holding	AULT	Common Stock						3,408	08 Sep 2021	By Philou Ventures, LLC	F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $2.7376. The range of purchase prices on the transaction date was $2.68 to $2.78 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F2	The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $2.815. The range of purchase prices on the transaction date was $2.77 to $2.83 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F3	Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP ("Ault Alpha"), respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.
F4	Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
F5	Ault & Co. is the Manager of Philou Ventures, LLC. Milton C. Ault, III, as the Chief Executive Officer of Ault & Co., is deemed to beneficially own the shares held by Ault & Co.