Christian L. Oberbeck - 23 Sep 2025 Form 4 Insider Report for SARATOGA INVESTMENT CORP. (SAR)

Role
CEO and Director, Director, 10%+ Owner
Signature
/s/ Christian L Oberbeck
Issuer symbol
SAR
Transactions as of
23 Sep 2025
Net transactions value
$0
Form type
4
Filing time
25 Sep 2025, 16:18:36 UTC
Previous filing
01 Aug 2025
Next filing
11 Dec 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Oberbeck Christian L CEO and Director, Director, 10%+ Owner C/O SARATOGA INVESTMENT CORP,, 535 MADISON AVENUE, NEW YORK /s/ Christian L Oberbeck 25 Sep 2025 0001349483

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SAR Common Stock Other $0 -606 -0.69% $0.000000 86,607 23 Sep 2025 By CLO Partners LLC F1
holding SAR Common Stock 651,983 23 Sep 2025 Direct
holding SAR Common Stock 100,000 23 Sep 2025 By CLO Partners Holdings LLC
holding SAR Common Stock 73,378 23 Sep 2025 By children
holding SAR Common Stock 1,809 23 Sep 2025 By wife
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On September 23, 2025, Mr. Oberbeck transferred a total of 606 shares of common stock to 2 Saratoga employees as compensation.