Christian L. Oberbeck - 31 Jul 2025 Form 4 Insider Report for SARATOGA INVESTMENT CORP. (SAR)

Role
CEO and Director, Director, 10%+ Owner
Signature
/s/ Christian L Oberbeck
Issuer symbol
SAR
Transactions as of
31 Jul 2025
Net transactions value
$0
Form type
4
Filing time
01 Aug 2025, 11:08:07 UTC
Previous filing
30 Jul 2025
Next filing
25 Sep 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Oberbeck Christian L CEO and Director, Director, 10%+ Owner C/O SARATOGA INVESTMENT CORP,, 535 MADISON AVENUE, NEW YORK /s/ Christian L Oberbeck 01 Aug 2025 0001349483

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SAR Common Stock Other $0 -2,252 -2.5% $0.000000 87,213 31 Jul 2025 By CLO Partners LLC F1
holding SAR Common Stock 650,426 31 Jul 2025 Direct
holding SAR Common Stock 100,000 31 Jul 2025 By CLO Partners Holdings LLC
holding SAR Common Stock 72,625 31 Jul 2025 By children
holding SAR Common Stock 1,791 31 Jul 2025 By wife
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On July 31, 2025, Mr. Oberbeck transferred a total of 2,252 shares of common stock to 1 Saratoga employee as compensation.