Christian L. Oberbeck - 11 Dec 2025 Form 4 Insider Report for SARATOGA INVESTMENT CORP. (SAR)

Role
CEO and Director, Director, 10%+ Owner
Signature
/s/ Christian Oberbeck
Issuer symbol
SAR
Transactions as of
11 Dec 2025
Net transactions value
$0
Form type
4
Filing time
11 Dec 2025, 15:58:54 UTC
Previous filing
25 Sep 2025
Next filing
22 Dec 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Oberbeck Christian L CEO and Director, Director, 10%+ Owner C/O SARATOGA INVESTMENT CORP., 535 MADISON AVENUE, NEW YORK /s/ Christian Oberbeck 11 Dec 2025 0001349483

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SAR Common Stock Gift $0 -5,200 -0.78% $0.000000 665,085 11 Dec 2025 Direct F1
transaction SAR Common Stock Gift $0 -7,800 -1.2% $0.000000 657,285 11 Dec 2025 Direct F2
transaction SAR Common Stock Gift $0 +7,800 +10% $0.000000 83,742 11 Dec 2025 By children F2
holding SAR Common Stock 73,607 11 Dec 2025 By CLO Partners LLC
holding SAR Common Stock 100,000 11 Dec 2025 By CLO Partners Holdings LLC
holding SAR Common Stock 1,872 11 Dec 2025 By wife
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction involved gifts of securities by the reporting person to his children, who do not share the reporting person's household.
F2 This transaction involved gifts of securities by the reporting person to his children, who share the reporting person's household.