| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ML | Class A Common Stock | Sale | -$411K | -5.13K | -4.96% | $80.11 | 98.2K | Nov 15, 2024 | Direct | F1, F2 |
| transaction | ML | Class A Common Stock | Sale | -$117K | -1.5K | -1.53% | $78.26 | 96.7K | Nov 18, 2024 | Direct | F2, F3, F4 |
| transaction | ML | Class A Common Stock | Sale | -$127K | -1.6K | -1.65% | $79.21 | 95.1K | Nov 18, 2024 | Direct | F2, F3, F5 |
| transaction | ML | Class A Common Stock | Sale | -$112K | -1.4K | -1.47% | $80.41 | 93.7K | Nov 18, 2024 | Direct | F2, F3, F6 |
| transaction | ML | Class A Common Stock | Sale | -$131K | -1.62K | -1.73% | $81.00 | 92.1K | Nov 18, 2024 | Direct | F2, F3, F7 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ML | Stock Options (Right to Buy) | Options Exercise | $0 | -2.5K | -26.66% | $0.00 | 6.88K | Nov 18, 2024 | Class A Common Stock | 2.5K | $6.60 | Direct | F8 |
| transaction | ML | Stock Options (Right to Buy) | Options Exercise | $0 | -407 | -3.19% | $0.00 | 12.4K | Nov 18, 2024 | Class A Common Stock | 407 | $12.00 | Direct | F9 |
| transaction | ML | Stock Options (Right to Buy) | Options Exercise | $0 | -843 | -7.38% | $0.00 | 10.6K | Nov 18, 2024 | Class A Common Stock | 843 | $12.00 | Direct | F10 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), of MoneyLion Inc. (the "Company") which were automatically sold to cover payment of the tax liabilities of the Reporting Person relating to the vesting of 12,342 restricted stock units ("RSUs") and performance share units ("PSUs") pursuant to a mandatory instruction in the award agreement adopted by the Reporting Person, effective as of July 30, 2024, that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Securities Exchange Act of 1934. The acquisition of the RSUs and PSUs were previously reported in Table I of the Reporting Person's Prior Form 4s. |
| F2 | Includes RSUs and PSUs, each of which represents a contingent right to receive one share of Class A Common Stock and the acquisition of which was previously reported in Table I of the Reporting Person's prior Form 4s. |
| F3 | Represents shares of Class A Common Stock sold pursuant to a written trading plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Securities Exchange Act of 1934, adopted by the Reporting Person on March 14, 2024. |
| F4 | The shares of Class A Common Stock of the Company were sold in multiple trades at prices ranging from $77.68 to $78.63 per share, inclusive. The price reported in Column 4 reflects the weighted average price per share. The Reporting Person hereby undertakes to provide to the staff of the Securities and Exchange Commission, the Company or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price. |
| F5 | The shares of Class A Common Stock of the Company were sold in multiple trades at prices ranging from $78.69 to $79.66 per share, inclusive. The price reported in Column 4 reflects the weighted average price per share. The Reporting Person hereby undertakes to provide to the staff of the Securities and Exchange Commission, the Company or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price. |
| F6 | The shares of Class A Common Stock of the Company were sold in multiple trades at prices ranging from $79.81 to $80.76 per share, inclusive. The price reported in Column 4 reflects the weighted average price per share. The Reporting Person hereby undertakes to provide to the staff of the Securities and Exchange Commission, the Company or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price. |
| F7 | The shares of Class A Common Stock of the Company were sold in multiple trades at prices ranging from $80.97 to $81.03 per share, inclusive. The price reported in Column 4 reflects the weighted average price per share. The Reporting Person hereby undertakes to provide to the staff of the Securities and Exchange Commission, the Company or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price. |
| F8 | 25% of the stock option award vested on the first anniversary of November 15, 2017, and the remaining stock option award vested in equal monthly installments thereafter until fully vested on the fourth anniversary of such date. |
| F9 | 25% of the stock option award vested on the first anniversary of November 1, 2018, and the remaining stock option award vested in equal monthly installments thereafter until fully vested on the fourth anniversary of such date. |
| F10 | 25% of the stock option award vested on the first anniversary of September 21, 2019, and the remaining stock option award vested in equal monthly installments thereafter until fully vested on the fourth anniversary of such date. |