Timmie Hong - Nov 7, 2024 Form 4 Insider Report for MONEYLION INC. (ML)

Role: Chief Product Officer
Signature: /s/ Adam VanWagner, as Attorney-in-Fact for Timmie Hong
Stock symbol: ML
Transactions as of: Nov 7, 2024
Transactions value $: -$618,000
Form type: 4
Date filed: 11/8/2024, 05:43 PM
Previous filing: Oct 17, 2024
Next filing: Nov 19, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ML	Class A Common Stock	Options Exercise	$49.5K	+7.5K	+7.26%	$6.60	111K	Nov 7, 2024	Direct	F1
transaction	ML	Class A Common Stock	Options Exercise	$45K	+3.75K	+3.38%	$12.00	115K	Nov 7, 2024	Direct	F1
transaction	ML	Class A Common Stock	Sale	-$450K	-7.5K	-6.54%	$60.00	107K	Nov 7, 2024	Direct	F1, F2
transaction	ML	Class A Common Stock	Sale	-$263K	-3.75K	-3.5%	$70.00	103K	Nov 7, 2024	Direct	F1, F2

Showing 1 to 4 of 4 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ML	Stock Options (Right to Buy)	Options Exercise	$0	-7.5K	-44.44%	$0.00	9.38K	Nov 7, 2024	Class A Common Stock	7.5K	$6.60	Direct	F3
transaction	ML	Stock Options (Right to Buy)	Options Exercise	$0	-3.75K	-24.73%	$0.00	11.4K	Nov 7, 2024	Class A Common Stock	3.75K	$12.00	Direct	F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id	Content
F1	Includes restricted stock units and performance share units, each of which represents a contingent right to receive one share of Class A common stock, par value $0.0001 per share, of MoneyLion Inc. and the acquisitions of which were previously reported in Table I of the Reporting Person's prior Forms 4.
F2	Represents shares sold pursuant to a written trading plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Securities Exchange Act of 1934, adopted by the Reporting Person on March 14, 2024.
F3	25% of the stock option award vested on the first anniversary of November 15, 2017, and the remaining stock option award vested in equal monthly installments thereafter until fully vested on the fourth anniversary of such date.
F4	25% of the stock option award vested on the first anniversary of September 21, 2019, and the remaining stock option award vested in equal monthly installments thereafter until fully vested on the fourth anniversary of such date.