Timmie Hong - Nov 18, 2024 Form 4/A - Amendment Insider Report for MONEYLION INC. (ML)

Role: Chief Product Officer
Signature: /s/ Adam VanWagner, as Attorney-in-Fact for Timmie Hong
Stock symbol: ML
Transactions as of: Nov 18, 2024
Transactions value $: $31,500
Form type: 4/A - Amendment
Date filed: 1/17/2025, 05:00 PM
Date Of Original Report: Nov 19, 2024
Previous filing: Nov 19, 2024
Next filing: Jan 17, 2025

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ML	Class A Common Stock	Options Exercise	$16.5K	+2.5K	+2.55%	$6.60	101K	Nov 18, 2024	Direct	F1, F2
transaction	ML	Class A Common Stock	Options Exercise	$15K	+1.25K	+1.24%	$12.00	102K	Nov 18, 2024	Direct	F1, F2

Showing 1 to 2 of 2 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ML	Stock Options (Right to Buy)	Options Exercise	$0	-2.5K	-26.66%	$0.00	6.88K	Nov 18, 2024	Class A Common Stock	2.5K	$6.60	Direct	F3
transaction	ML	Stock Options (Right to Buy)	Options Exercise	$0	-407	-3.19%	$0.00	12.4K	Nov 18, 2024	Class A Common Stock	407	$12.00	Direct	F4
transaction	ML	Stock Options (Right to Buy)	Options Exercise	$0	-843	-7.38%	$0.00	10.6K	Nov 18, 2024	Class A Common Stock	843	$12.00	Direct	F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id	Content
F1	This amendment is being filed to reflect the exercise of options in connection with the exercise and sale of options executed under the reporting person's 10b5-1 trading plan. The sale was reported on the original Form 4 but the exercise was inadvertently omitted from the original filing.
F2	Includes restricted stock units and performance share units, each of which represents a contingent right to receive one share of Class A common stock, par value $0.0001 per share, of MoneyLion Inc. and the acquisition of which was previously reported in Table I of the Reporting Person's prior Form 4s.
F3	25% of the stock option award vested on the first anniversary of November 15, 2017, and the remaining stock option award vested in equal monthly installments thereafter until fully vested on the fourth anniversary of such date.
F4	25% of the stock option award vested on the first anniversary of November 1, 2018, and the remaining stock option award vested in equal monthly installments thereafter until fully vested on the fourth anniversary of such date.
F5	25% of the stock option award vested on the first anniversary of September 21, 2019, and the remaining stock option award vested in equal monthly installments thereafter until fully vested on the fourth anniversary of such date.