Christian L. Oberbeck - 13 Dec 2023 Form 4 Insider Report for SARATOGA INVESTMENT CORP. (SAR)

Role
CEO and Director, Director, 10%+ Owner
Signature
/s/ Christian Oberbeck
Issuer symbol
SAR
Transactions as of
13 Dec 2023
Net transactions value
$0
Form type
4
Filing time
15 Dec 2023, 08:49:14 UTC
Previous filing
18 Aug 2023
Next filing
14 Aug 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SAR Common Stock Gift $0 -4,472 -0.67% $0.000000 661,869 13 Dec 2023 Direct F1
transaction SAR Common Stock Gift $0 -6,708 -1% $0.000000 655,161 13 Dec 2023 Direct F2
transaction SAR Common Stock Gift $0 +6,708 +16% $0.000000 48,763 13 Dec 2023 By children F2
holding SAR Common Stock 117,774 13 Dec 2023 By CLO Partners LLC
holding SAR Common Stock 100,000 13 Dec 2023 By CLO Partners Holdings LLC
holding SAR Common Stock 1,355 13 Dec 2023 By wife
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction involved gifts of securities by the reporting person to his children, who do not share the reporting person's household.
F2 This transaction involved gifts of securities by the reporting person to his children, who share the reporting person's household.