Christian L. Oberbeck - Aug 16, 2023 Form 4 Insider Report for SARATOGA INVESTMENT CORP. (SAR)

Role
CEO, President and Director, Director, 10%+ Owner
Signature
/s/ Christian L. Oberbeck
Stock symbol
SAR
Transactions as of
Aug 16, 2023
Transactions value $
$0
Form type
4
Date filed
8/18/2023, 07:09 AM
Previous filing
May 8, 2023
Next filing
Dec 15, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SAR Common Stock Other $0 -26.5K -3.82% $0.00 666K Aug 16, 2023 Direct F1
holding SAR Common Stock 218K Aug 16, 2023 By CLO Partners LLC
holding SAR Common Stock 42.1K Aug 16, 2023 By children
holding SAR Common Stock 1.36K Aug 16, 2023 By wife
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On August 16, 2023, Mr. Oberbeck transferred 26,495 shares of common stock to a total of 18 Saratoga employees as compensation.