Christian L. Oberbeck - 16 Aug 2023 Form 4 Insider Report for SARATOGA INVESTMENT CORP. (SAR)

Role
CEO, President and Director, Director, 10%+ Owner
Signature
/s/ Christian L. Oberbeck
Issuer symbol
SAR
Transactions as of
16 Aug 2023
Net transactions value
$0
Form type
4
Filing time
18 Aug 2023, 07:09:44 UTC
Previous filing
08 May 2023
Next filing
15 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SAR Common Stock Other $0 -26,495 -3.8% $0.000000 666,341 16 Aug 2023 Direct F1
holding SAR Common Stock 217,774 16 Aug 2023 By CLO Partners LLC
holding SAR Common Stock 42,055 16 Aug 2023 By children
holding SAR Common Stock 1,355 16 Aug 2023 By wife
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On August 16, 2023, Mr. Oberbeck transferred 26,495 shares of common stock to a total of 18 Saratoga employees as compensation.