Christian L. Oberbeck - 12 Aug 2024 Form 4 Insider Report for SARATOGA INVESTMENT CORP. (SAR)

Role
CEO and Director, Director, 10%+ Owner
Signature
/s/ Christian Oberbeck
Issuer symbol
SAR
Transactions as of
12 Aug 2024
Net transactions value
$0
Form type
4
Filing time
14 Aug 2024, 14:34:35 UTC
Previous filing
15 Dec 2023
Next filing
08 Oct 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SAR Common Stock Other $0 -27,256 -4.1% $0.000000 642,825 12 Aug 2024 Direct F1
transaction SAR Common Stock Other $0 -635 -0.1% $0.000000 642,190 13 Aug 2024 Direct F2
holding SAR Common Stock 117,774 12 Aug 2024 By CLO Partners LLC
holding SAR Common Stock 100,000 12 Aug 2024 By CLO Partners Holdings LLC
holding SAR Common Stock 54,703 12 Aug 2024 By children
holding SAR Common Stock 1,532 12 Aug 2024 By wife
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On August 12 2024, Mr. Oberbeck transferred a total of 27,256 shares of common stock to 16 Saratoga employees as compensation.
F2 On August 13 2024, Mr. Oberbeck transferred a total of 635 shares of common stock to 3 Saratoga employees as compensation.