Christian Oberbeck - Aug 12, 2024 Form 4 Insider Report for SARATOGA INVESTMENT CORP. (SAR)

Role
CEO and Director, Director, 10%+ Owner
Signature
/s/ Christian Oberbeck
Stock symbol
SAR
Transactions as of
Aug 12, 2024
Transactions value $
$0
Form type
4
Date filed
8/14/2024, 02:34 PM
Previous filing
Dec 15, 2023
Next filing
Oct 8, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SAR Common Stock Other $0 -27.3K -4.07% $0.00 643K Aug 12, 2024 Direct F1
transaction SAR Common Stock Other $0 -635 -0.1% $0.00 642K Aug 13, 2024 Direct F2
holding SAR Common Stock 118K Aug 12, 2024 By CLO Partners LLC
holding SAR Common Stock 100K Aug 12, 2024 By CLO Partners Holdings LLC
holding SAR Common Stock 54.7K Aug 12, 2024 By children
holding SAR Common Stock 1.53K Aug 12, 2024 By wife
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On August 12 2024, Mr. Oberbeck transferred a total of 27,256 shares of common stock to 16 Saratoga employees as compensation.
F2 On August 13 2024, Mr. Oberbeck transferred a total of 635 shares of common stock to 3 Saratoga employees as compensation.