Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | WHLR | Series D Cumulative Convertible Preferred Stock | Sale | -$33.1K | -2.95K | -1.02% | $11.23 | 287K | Sep 13, 2023 | Common Stock, $0.01 par value | 434 | $169.60 | See footnote | F1, F2, F4, F5 |
transaction | WHLR | Series D Cumulative Convertible Preferred Stock | Sale | -$438 | -39 | -1.02% | $11.23 | 3.77K | Sep 13, 2023 | Common Stock, $0.01 par value | 5.75 | $169.60 | See footnote | F1, F3, F4, F5 |
transaction | WHLR | Series B Convertible Preferred Stock | Sale | -$4.44K | -2.82K | -2.38% | $1.57 | 116K | Sep 13, 2023 | Common Stock, $0.01 par value | 176 | $400.00 | See footnote | F1, F2, F4, F6 |
transaction | WHLR | Series B Convertible Preferred Stock | Sale | -$61 | -39 | -2.37% | $1.57 | 1.61K | Sep 13, 2023 | Common Stock, $0.01 par value | 2.44 | $400.00 | See footnote | F1, F3, F4, F6 |
Id | Content |
---|---|
F1 | Convertible at any time, with no expiration date |
F2 | Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA). |
F3 | Ownership of Steamboat Capital Partners II, LP (II). |
F4 | Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. |
F5 | This is an average price. Actual prices received for the shares sold on 9/13/23 and reported on this line range from $11.00 to $11.50. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
F6 | This is an average price. Actual prices received for the shares sold on 9/13/23 and reported on this line range from $1.565 to $1.58. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |