Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
holding | WHLR | Common Stock, $0.01 par value | 555K | Nov 7, 2023 | See footnote | F3, F5 | |||||
holding | WHLR | Common Stock, $0.01 par value | 8.23K | Nov 7, 2023 | See footnote | F4, F5 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
holding | WHLR | Series D Cumulative Convertible Preferred Stock | Nov 7, 2023 | Common Stock, $0.01 par value | 254K | $169.60 | See footnote | F1, F2, F3, F5 | ||||||
holding | WHLR | Series D Cumulative Convertible Preferred Stock | Nov 7, 2023 | Common Stock, $0.01 par value | 3.11K | $169.60 | See footnote | F1, F2, F4, F5 |
Id | Content |
---|---|
F1 | Ownership of 10% of Series D Cumulative Convertible Preferred Stock occurred as a result of redemptions by other holders of such series of preferred stock. While the redemption date was on 10/25/23, the Reporting Persons only became aware of their percentage ownership as a result of the Issuer's filing on Form 8-K on 11/7/23. The number of shares reported hereon is the number owned after the effectiveness of redemptions by the owners of the shares which are the subject of this report. |
F2 | Convertible at any time. (Also redeemable for $25 plus accrued and unpaid dividends. Redemption proceeds are payable, at the option of the Issuer in cash or common stock.) |
F3 | Shares are owned by Steamboat Capital Partners Master Fund, LP (Master). Master has delegated investment discretion to Steamboat Capital Partners, LLC ("IA") |
F4 | Shares are owned by Steamboat Capital Partners II, LP (II). |
F5 | Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai (Kiai) is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. |