Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | WHLR | Series D Cumulative Convertible Preferred Stock | Sale | -$240K | -19.2K | -6.04% | $12.49 | 298K | Sep 11, 2023 | Common Stock, $0.01 par value | 2.83K | $169.60 | See footnote | F1, F2, F4, F5 |
transaction | WHLR | Series D Cumulative Convertible Preferred Stock | Sale | -$3.15K | -252 | -6.04% | $12.49 | 3.92K | Sep 11, 2023 | Common Stock, $0.01 par value | 37.1 | $169.60 | See footnote | F1, F3, F4, F5 |
transaction | WHLR | Series D Cumulative Convertible Preferred Stock | Sale | -$102K | -8.46K | -2.84% | $12.02 | 290K | Sep 12, 2023 | Common Stock, $0.01 par value | 1.25K | $169.60 | See footnote | F1, F2, F4, F6 |
transaction | WHLR | Series D Cumulative Convertible Preferred Stock | Sale | -$1.33K | -111 | -2.83% | $12.02 | 3.81K | Sep 12, 2023 | Common Stock, $0.01 par value | 16.4 | $169.60 | See footnote | F1, F3, F4, F6 |
transaction | WHLR | Series B Convertible Preferred Stock | Sale | -$448 | -254 | -0.21% | $1.76 | 119K | Sep 11, 2023 | Common Stock, $0.01 par value | 15.9 | $400.00 | See footnote | F1, F2, F4, F7 |
transaction | WHLR | Series B Convertible Preferred Stock | Sale | -$7 | -4 | -0.24% | $1.76 | 1.65K | Sep 11, 2023 | Common Stock, $0.01 par value | 0.25 | $400.00 | See footnote | F1, F3, F4, F7 |
transaction | WHLR | Series B Convertible Preferred Stock | Sale | -$435 | -256 | -0.22% | $1.70 | 119K | Sep 12, 2023 | Common Stock, $0.01 par value | 16 | $400.00 | See footnote | F1, F2, F4 |
transaction | WHLR | Series B Convertible Preferred Stock | Sale | -$7 | -4 | -0.24% | $1.70 | 1.65K | Sep 12, 2023 | Common Stock, $0.01 par value | 0.25 | $400.00 | See footnote | F1, F3, F4 |
Id | Content |
---|---|
F1 | Convertible at any time, with no expiration date |
F2 | Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA). |
F3 | Ownership of Steamboat Capital Partners II, LP (II). |
F4 | Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. |
F5 | This is an average price. Actual prices received for the shares sold on 9/11/23 and reported on this line range from $12.45 to $12.605. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
F6 | This is an average price. Actual prices received for the shares sold on 9/12/23 and reported on this line range from $12.00 to $12.25. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
F7 | This is an average price. Actual prices received for the shares sold on 9/11/23 and reported on this line range from $1.70 to $1.765. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |