| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | WHLR | Series D Cumulative Convertible Preferred Stock | Sale | $239,649 | -19,187 | -6% | $12.49 | 298,277 | 11 Sep 2023 | Common Stock, $0.01 par value | 2,828 | $169.60 | See footnote | F1, F2, F4, F5 |
| transaction | WHLR | Series D Cumulative Convertible Preferred Stock | Sale | $3,148 | -252 | -6% | $12.49 | 3,918 | 11 Sep 2023 | Common Stock, $0.01 par value | 37 | $169.60 | See footnote | F1, F3, F4, F5 |
| transaction | WHLR | Series D Cumulative Convertible Preferred Stock | Sale | $101,638 | -8,458 | -2.8% | $12.02 | 289,819 | 12 Sep 2023 | Common Stock, $0.01 par value | 1,247 | $169.60 | See footnote | F1, F2, F4, F6 |
| transaction | WHLR | Series D Cumulative Convertible Preferred Stock | Sale | $1,334 | -111 | -2.8% | $12.02 | 3,807 | 12 Sep 2023 | Common Stock, $0.01 par value | 16 | $169.60 | See footnote | F1, F3, F4, F6 |
| transaction | WHLR | Series B Convertible Preferred Stock | Sale | $448 | -254 | -0.21% | $1.76 | 119,066 | 11 Sep 2023 | Common Stock, $0.01 par value | 16 | $400.00 | See footnote | F1, F2, F4, F7 |
| transaction | WHLR | Series B Convertible Preferred Stock | Sale | $7.06 | -4 | -0.24% | $1.76 | 1,650 | 11 Sep 2023 | Common Stock, $0.01 par value | 0 | $400.00 | See footnote | F1, F3, F4, F7 |
| transaction | WHLR | Series B Convertible Preferred Stock | Sale | $435 | -256 | -0.22% | $1.70 | 118,810 | 12 Sep 2023 | Common Stock, $0.01 par value | 16 | $400.00 | See footnote | F1, F2, F4 |
| transaction | WHLR | Series B Convertible Preferred Stock | Sale | $6.8 | -4 | -0.24% | $1.70 | 1,646 | 12 Sep 2023 | Common Stock, $0.01 par value | 0 | $400.00 | See footnote | F1, F3, F4 |
| Id | Content |
|---|---|
| F1 | Convertible at any time, with no expiration date |
| F2 | Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA). |
| F3 | Ownership of Steamboat Capital Partners II, LP (II). |
| F4 | Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. |
| F5 | This is an average price. Actual prices received for the shares sold on 9/11/23 and reported on this line range from $12.45 to $12.605. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F6 | This is an average price. Actual prices received for the shares sold on 9/12/23 and reported on this line range from $12.00 to $12.25. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F7 | This is an average price. Actual prices received for the shares sold on 9/11/23 and reported on this line range from $1.70 to $1.765. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |