| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SGBX | Common Stock | Conversion of derivative security | $324,200 | +162,100 | +3.8% | $2.00 | 4,452,100 | 06 Apr 2023 | Direct | F1, F3 |
| transaction | SGBX | Common Stock | Conversion of derivative security | $5,000 | +2,500 | +0.06% | $2.00 | 4,454,600 | 12 Apr 2023 | Direct | F2, F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SGBX | Short Put Option (obligation to buy) | Conversion of derivative security | $1,135 | -1,621 | -30% | $0.7000 | 3,712 | 06 Apr 2023 | Common Stock | 162,100 | $2.00 | Direct | F1, F4 |
| transaction | SGBX | Short Put Option (obligation to buy) | Conversion of derivative security | $17.5 | -25 | -0.67% | $0.7000 | 3,687 | 12 Apr 2023 | Common Stock | 2,500 | $2.00 | Direct | F2, F4 |
| Id | Content |
|---|---|
| F1 | The counterparty to certain of the Reporting Person's outstanding short put options exercised such options and the Reporting Person was obligated to purchase these shares at an exercise price of $2.00 per share. |
| F2 | The counterparty to certain of the Reporting Person's outstanding short put options exercised such options and the Reporting Person was obligated to purchase these shares at an exercise price of $2.00 per share. |
| F3 | This amount includes the rights and/or the obligations to purchase 1,676,000 shares in the aggregate that are exercisable subject to various call and put option contracts. |
| F4 | Denotes option exercisable at any time prior to the expiration date. |