John W. Shaw - Jan 23, 2023 Form 4 Insider Report for SAFE & GREEN HOLDINGS CORP. (SGBX)

Role
10%+ Owner
Signature
/s/ John William Shaw
Stock symbol
SGBX
Transactions as of
Jan 23, 2023
Transactions value $
$328,048
Form type
4
Date filed
4/27/2023, 06:13 AM
Previous filing
Mar 28, 2023
Next filing
May 2, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SGBX Common Stock Conversion of derivative security $324K +162K +3.78% $2.00 4.45M Apr 6, 2023 Direct F1, F3
transaction SGBX Common Stock Conversion of derivative security $5K +2.5K +0.06% $2.00 4.45M Apr 12, 2023 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SGBX Short Put Option (obligation to buy) Conversion of derivative security -$1.13K -1.62K -30.4% $0.70 3.71K Apr 6, 2023 Common Stock 162K $2.00 Direct F1, F4
transaction SGBX Short Put Option (obligation to buy) Conversion of derivative security -$18 -25 -0.67% $0.70 3.69K Apr 12, 2023 Common Stock 2.5K $2.00 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The counterparty to certain of the Reporting Person's outstanding short put options exercised such options and the Reporting Person was obligated to purchase these shares at an exercise price of $2.00 per share.
F2 The counterparty to certain of the Reporting Person's outstanding short put options exercised such options and the Reporting Person was obligated to purchase these shares at an exercise price of $2.00 per share.
F3 This amount includes the rights and/or the obligations to purchase 1,676,000 shares in the aggregate that are exercisable subject to various call and put option contracts.
F4 Denotes option exercisable at any time prior to the expiration date.