John W. Shaw - 28 Nov 2022 Form 3 Insider Report for SAFE & GREEN HOLDINGS CORP. (SGBX)

Role
10%+ Owner
Signature
/s/ John William Shaw
Issuer symbol
SGBX
Transactions as of
28 Nov 2022
Net transactions value
$0
Form type
3
Filing time
28 Mar 2023, 19:17:38 UTC
Next filing
27 Apr 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SGBX Common Stock 2,414,000 28 Nov 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SGBX Call Option Contract (right to purchase) 28 Nov 2022 Common Stock 110,000 $1.00 Direct F1
holding SGBX Call Option Contract (right to purchase) 28 Nov 2022 Common Stock 60,000 $2.00 Direct F1
holding SGBX Call Option Contract (right to purchase) 28 Nov 2022 Common Stock 30,000 $3.00 Direct F1
holding SGBX Call Option Contract (right to purchase) 28 Nov 2022 Common Stock 427,000 $1.00 Direct F1
holding SGBX Call Option Contract (right to purchase) 28 Nov 2022 Common Stock 107,500 $2.00 Direct F1
holding SGBX Put Option Contract (obligation to purchase) 28 Nov 2022 Common Stock 185,800 $1.00 Direct F1
holding SGBX Put Option Contract (obligation to purchase) 28 Nov 2022 Common Stock 533,300 $2.00 Direct F1
holding SGBX Put Option Contract (obligation to purchase) 28 Nov 2022 Common Stock 577,000 $1.00 Direct F1
holding SGBX Put Option Contract (obligation to purchase) 28 Nov 2022 Common Stock 10,000 $2.00 Direct F1
holding SGBX Call Option Contract (obligation to sell) 28 Nov 2022 Common Stock 90,000 $3.00 Direct F1
holding SGBX Call Option Contract (obligation to sell) 28 Nov 2022 Common Stock 10,000 $4.00 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Denotes option exercisable at any time prior to the expiration date.

Remarks:

Additionally, Reporting Person has a family member named Leo Shaw that Reporting Person believes owns approximately 382,500 shares of common stock, or approximately 3.174% of the Issuer (SGBX). Reporting Person has no ability to verify the actual ownership of Leo Shaw in SGBX. Reporting Person has no pecuniary interest in the securities owned by Leo Shaw and disclaims beneficial ownership in any of the shares owned by Leo Shaw. Reporting Person and his family member do not jointly vote their shares.