John W. Shaw - Apr 6, 2023 Form 4/A - Amendment Insider Report for SAFE & GREEN HOLDINGS CORP. (SGBX)

Role: 10%+ Owner
Signature: /s/ John William Shaw
Stock symbol: SGBX
Transactions as of: Apr 6, 2023
Transactions value $: $329,200
Form type: 4/A - Amendment
Date filed: 5/2/2023, 06:04 PM
Date Of Original Report: May 2, 2023
Previous filing: Apr 27, 2023
Next filing: May 2, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SGBX	Common Stock	Exercise of in-the-money or at-the-money derivative security	$324K	+162K	+3.78%	$2.00	4.45M	Apr 6, 2023	Direct	F1, F2
transaction	SGBX	Common Stock	Exercise of in-the-money or at-the-money derivative security	$5K	+2.5K	+0.06%	$2.00	4.45M	Apr 12, 2023	Direct	F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SGBX	Put Option (obligation to buy)	Exercise of in-the-money or at-the-money derivative security	$0	-1.62K	-100%	$0.00^*	0	Apr 6, 2023	Common Stock	162K	$2.00	Direct	F1, F3, F4, F5
transaction	SGBX	Put Option (obligation to buy)	Exercise of in-the-money or at-the-money derivative security	$0	-25	-100%	$0.00^*	0	Apr 12, 2023	Common Stock	2.5K	$2.00	Direct	F1, F3, F4, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On April 27, 2023 the reporting person filed a Form 4 which inadvertently reported "C" as the Transaction Code. The correct Transaction Code Date is "X".
F2	On April 27, 2023 the reporting person filed a Form 4 which inadvertently reported 4,452,100 as the Amount of Securities Beneficially Owned Following Reported Transaction. The correct Amount of Securities Beneficially Owned Following Reported Transaction is 4,454,600. For clarity purposes 4,454,600 includes (a) 2,576,500 shares of common stock and (b) rights and/or options to purchase 1,878,100 shares in the aggregate, that are exercisable subject to various call and put option contracts as of 04/06/2023. Further, 4,454,600 includes (a) 2,579,000 shares of common stock and (b) rights and/or options to purchase 1,875,600 shares in the aggregate, that are exercisable subject to various call and put option contracts as of 04/12/2023.
F3	Denotes option exercisable at any time prior to the expiration date.
F4	On April 27, 2023 the reporting person filed a Form 4 which inadvertently reported $0.7 as the Price of Derivative Security. The correct Price of Derivative Security is $0.
F5	On April 27, 2023 the reporting person filed a Form 4 which inadvertently reported 3,712 and 3,687, respectively, as the Number of derivative Securities Beneficially Owned Following Reported Transactions. The correct Number of derivative Securities Beneficially Owned Following Reported Transactions is 0 in both transactions.

Remarks:

On April 27, 2023 the reporting person filed a Form 4 which inadvertently reported 1/23/2023 as the Date of the Earliest Transaction. The correct Date of the Earliest Transaction is 04/06/2023.