John W. Shaw - 06 Apr 2023 Form 4/A - Amendment Insider Report for SAFE & GREEN HOLDINGS CORP. (SGBX)

Role
10%+ Owner
Signature
/s/ John William Shaw
Issuer symbol
SGBX
Transactions as of
06 Apr 2023
Net transactions value
+$329,200
Form type
4/A - Amendment
Filing time
02 May 2023, 18:04:21 UTC
Date Of Original Report
02 May 2023
Previous filing
27 Apr 2023
Next filing
02 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SGBX Common Stock Exercise of in-the-money or at-the-money derivative security $324,200 +162,100 +3.8% $2.00 4,454,600 06 Apr 2023 Direct F1, F2
transaction SGBX Common Stock Exercise of in-the-money or at-the-money derivative security $5,000 +2,500 +0.06% $2.00 4,454,600 12 Apr 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SGBX Put Option (obligation to buy) Exercise of in-the-money or at-the-money derivative security $0 -1,621 -100% $0.000000* 0 06 Apr 2023 Common Stock 162,100 $2.00 Direct F1, F3, F4, F5
transaction SGBX Put Option (obligation to buy) Exercise of in-the-money or at-the-money derivative security $0 -25 -100% $0.000000* 0 12 Apr 2023 Common Stock 2,500 $2.00 Direct F1, F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On April 27, 2023 the reporting person filed a Form 4 which inadvertently reported "C" as the Transaction Code. The correct Transaction Code Date is "X".
F2 On April 27, 2023 the reporting person filed a Form 4 which inadvertently reported 4,452,100 as the Amount of Securities Beneficially Owned Following Reported Transaction. The correct Amount of Securities Beneficially Owned Following Reported Transaction is 4,454,600. For clarity purposes 4,454,600 includes (a) 2,576,500 shares of common stock and (b) rights and/or options to purchase 1,878,100 shares in the aggregate, that are exercisable subject to various call and put option contracts as of 04/06/2023. Further, 4,454,600 includes (a) 2,579,000 shares of common stock and (b) rights and/or options to purchase 1,875,600 shares in the aggregate, that are exercisable subject to various call and put option contracts as of 04/12/2023.
F3 Denotes option exercisable at any time prior to the expiration date.
F4 On April 27, 2023 the reporting person filed a Form 4 which inadvertently reported $0.7 as the Price of Derivative Security. The correct Price of Derivative Security is $0.
F5 On April 27, 2023 the reporting person filed a Form 4 which inadvertently reported 3,712 and 3,687, respectively, as the Number of derivative Securities Beneficially Owned Following Reported Transactions. The correct Number of derivative Securities Beneficially Owned Following Reported Transactions is 0 in both transactions.

Remarks:

On April 27, 2023 the reporting person filed a Form 4 which inadvertently reported 1/23/2023 as the Date of the Earliest Transaction. The correct Date of the Earliest Transaction is 04/06/2023.