| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CPTN | Common Stock | Sale | -$11.7K | -10K | -0.1% | $1.17 | 10.4M | Feb 22, 2023 | See footnote | F1, F2 |
| holding | CPTN | Common Stock | 43.1K | Feb 22, 2023 | Direct |
| Id | Content |
|---|---|
| F1 | Pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022, the Reporting Person disposed of 10,000 shares of Common Stock in multiple trades at prices ranging from $1.16 to $1.17 per share. The price reported in Column 4 above reflects the weighted average sale price for the transaction, rounded to the nearest cent. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| F2 | The shares of Common Stock are held by the McCord Trust, of which the Reporting Person is a trustee. |