Mark McCord - Mar 1, 2023 Form 4 Insider Report for Cepton, Inc. (CPTN)

Role
Chief Technology Officer
Signature
/s/ Ming Qiu, Attorney-in-Fact for Mark McCord
Stock symbol
CPTN
Transactions as of
Mar 1, 2023
Transactions value $
-$10,100
Form type
4
Date filed
3/2/2023, 04:00 PM
Previous filing
Feb 24, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CPTN Common Stock Sale -$10.1K -10K -0.1% $1.01 10.4M Mar 1, 2023 See footnote F1, F2
holding CPTN Common Stock 43.1K Mar 1, 2023 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022, the Reporting Person disposed of 10,000 shares of Common Stock in multiple trades at prices ranging from $1.00 to $1.01 per share. The price reported in Column 4 above reflects the weighted average sale price for the transaction, rounded to the nearest cent. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F2 The shares of Common Stock are held by the McCord Trust, of which the Reporting Person is a trustee.