Mark McCord - 08 Feb 2023 Form 4 Insider Report for Cepton, Inc.

Role
Chief Technology Officer
Signature
/s/ Ming Qiu, Attorney-in-Fact for Mark McCord
Issuer symbol
N/A
Transactions as of
08 Feb 2023
Net transactions value
$0
Form type
4
Filing time
10 Feb 2023, 16:15:30 UTC
Previous filing
11 Feb 2022
Next filing
24 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CPTN Common Stock Award $0 +43,077 $0.000000 43,077 08 Feb 2023 Direct F1
holding CPTN Common Stock 10,409,248 08 Feb 2023 See footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Issuer awarded the Reporting Person 43,077 time-based restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock, that will vest in three equal installments on February 20, 2024, February 20, 2025 and February 20, 2026, in each case subject to early termination and adjustment as provided in the applicable award agreement.
F2 The shares of Common Stock are held by the McCord Trust, of which the Reporting Person is a trustee.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney