Mark McCord - Feb 8, 2023 Form 4 Insider Report for Cepton, Inc. (CPTN)

Role
Chief Technology Officer
Signature
/s/ Ming Qiu, Attorney-in-Fact for Mark McCord
Stock symbol
CPTN
Transactions as of
Feb 8, 2023
Transactions value $
$0
Form type
4
Date filed
2/10/2023, 04:15 PM
Previous filing
Feb 11, 2022
Next filing
Feb 24, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CPTN Common Stock Award $0 +43.1K $0.00 43.1K Feb 8, 2023 Direct F1
holding CPTN Common Stock 10.4M Feb 8, 2023 See footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Issuer awarded the Reporting Person 43,077 time-based restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock, that will vest in three equal installments on February 20, 2024, February 20, 2025 and February 20, 2026, in each case subject to early termination and adjustment as provided in the applicable award agreement.
F2 The shares of Common Stock are held by the McCord Trust, of which the Reporting Person is a trustee.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney