John E. Schultz Jr. - 17 Nov 2022 Form 4 Insider Report for APPLIED ENERGETICS, INC. (AERG)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
23 Nov 2022, 16:08:32 UTC
Prior SEC filing
07 Nov 2022
Next SEC filing
30 May 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ John E. Schultz Jr.

Key filing fact

John E. Schultz Jr. filed Form 4 for APPLIED ENERGETICS, INC. (AERG) on 23 Nov 2022.

Key facts

  • This page summarizes John E. Schultz Jr.'s Form 4 filing for APPLIED ENERGETICS, INC. (AERG).
  • 5 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 23 Nov 2022, 16:08.

Change

  • Previous filing in this sequence was filed on 07 Nov 2022.
  • Current net transaction value: -$88,151.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AERG transaction

Common Stock, par value $0.001 per share

Sale

Transaction value
$36,750
Shares
-17,500
Change %
-2.6%
Price
$2.10
Shares after
655,000
Date
17 Nov 2022
Ownership
Direct
Footnotes
F1
AERG transaction

Common Stock, par value $0.001 per share

Sale

Transaction value
$20,493
Shares
-9,900
Change %
-1.5%
Price
$2.07
Shares after
645,100
Date
17 Nov 2022
Ownership
Direct
Footnotes
F1
AERG transaction

Common Stock, par value $0.001 per share

Sale

Transaction value
$10,300
Shares
-5,000
Change %
-0.78%
Price
$2.06
Shares after
640,100
Date
17 Nov 2022
Ownership
Direct
Footnotes
F1
AERG transaction

Common Stock, par value $0.001 per share

Sale

Transaction value
$208
Shares
-100
Change %
-0.02%
Price
$2.08
Shares after
640,000
Date
17 Nov 2022
Ownership
Direct
Footnotes
F1
AERG transaction

Common Stock, par value $0.001 per share

Sale

Transaction value
$20,400
Shares
-10,000
Change %
-1.6%
Price
$2.04
Shares after
630,000
Date
18 Nov 2022
Ownership
Direct
Footnotes
F1
AERG holding

Common Stock, par value $0.001 per share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
500,000
Date
17 Nov 2022
Ownership
By Oak Tree Asset Management
Footnotes
F1
AERG holding

Common Stock, par value $0.001 per share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
750,000
Date
17 Nov 2022
Ownership
By Spouse
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

All shares directly owned are held in Mr. Schultz's Roth IRA. Mr. Schultz's total direct and indirect beneficial ownership of non-derivative securities is 1,880,000 shares.

SEC remarks

Mr. Schultz also holds options to purchase 2,500,000 shares of common stock as previously reported on Form 3, none of which were affected by the transactions reported herein.

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .