John E. Schultz Jr. - 17 Nov 2022 Form 4 Insider Report for APPLIED ENERGETICS, INC. (AERG)

Role
Director
Signature
/s/ John E. Schultz Jr.
Issuer symbol
AERG
Transactions as of
17 Nov 2022
Net transactions value
-$88,151
Form type
4
Filing time
23 Nov 2022, 16:08:32 UTC
Previous filing
07 Nov 2022
Next filing
30 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AERG Common Stock, par value $0.001 per share Sale $36,750 -17,500 -2.6% $2.10 655,000 17 Nov 2022 Direct F1
transaction AERG Common Stock, par value $0.001 per share Sale $20,493 -9,900 -1.5% $2.07 645,100 17 Nov 2022 Direct F1
transaction AERG Common Stock, par value $0.001 per share Sale $10,300 -5,000 -0.78% $2.06 640,100 17 Nov 2022 Direct F1
transaction AERG Common Stock, par value $0.001 per share Sale $208 -100 -0.02% $2.08 640,000 17 Nov 2022 Direct F1
transaction AERG Common Stock, par value $0.001 per share Sale $20,400 -10,000 -1.6% $2.04 630,000 18 Nov 2022 Direct F1
holding AERG Common Stock, par value $0.001 per share 500,000 17 Nov 2022 By Oak Tree Asset Management F1
holding AERG Common Stock, par value $0.001 per share 750,000 17 Nov 2022 By Spouse F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All shares directly owned are held in Mr. Schultz's Roth IRA. Mr. Schultz's total direct and indirect beneficial ownership of non-derivative securities is 1,880,000 shares.

Remarks:

Mr. Schultz also holds options to purchase 2,500,000 shares of common stock as previously reported on Form 3, none of which were affected by the transactions reported herein.