John E. Schultz Jr. - 25 May 2023 Form 4 Insider Report for APPLIED ENERGETICS, INC. (AERG)

Role
Director
Signature
/s/John E. Schultz Jr.
Issuer symbol
AERG
Transactions as of
25 May 2023
Net transactions value
-$167,308
Form type
4
Filing time
30 May 2023, 17:19:33 UTC
Previous filing
23 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AERG Common Stock, par value $0.001 per share Sale $22,908 -8,300 -1.3% $2.76 621,700 25 May 2023 Direct F1
transaction AERG Common Stock, par value $0.001 per share Sale $3,047 -1,100 -0.18% $2.77 620,600 25 May 2023 Direct F1
transaction AERG Common Stock, par value $0.001 per share Sale $562 -200 -0.03% $2.81 620,400 25 May 2023 Direct F1
transaction AERG Common Stock, par value $0.001 per share Sale $1,132 -400 -0.06% $2.83 620,000 25 May 2023 Direct F1
transaction AERG Common Stock, par value $0.001 per share Sale $35,125 -12,500 -2% $2.81 607,500 25 May 2023 Direct F1
transaction AERG Common Stock, par value $0.001 per share Sale $17,664 -6,400 -1.1% $2.76 601,100 25 May 2023 Direct F1
transaction AERG Common Stock, par value $0.001 per share Sale $3,047 -1,100 -0.18% $2.77 600,000 25 May 2023 Direct F1
transaction AERG Common Stock, par value $0.001 per share Sale $27,605 -10,000 -1.3% $2.76 740,000 25 May 2023 By Spouse F1
transaction AERG Common Stock, par value $0.001 per share Sale $14,300 -5,000 -0.68% $2.86 735,000 26 May 2023 By Spouse F1
transaction AERG Common Stock, par value $0.001 per share Sale $14,002 -5,000 -0.68% $2.80 730,000 26 May 2023 By Spouse F1
transaction AERG Common Stock, par value $0.001 per share Sale $14,100 -5,000 -0.68% $2.82 725,000 26 May 2023 By Spouse F1
transaction AERG Common Stock, par value $0.001 per share Sale $13,816 -5,000 -0.69% $2.76 720,000 26 May 2023 By Spouse F1
holding AERG Common Stock, par value $0.001 per share 500,000 25 May 2023 By Oak Tree Asset Management F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 500,000 shares directly owned, as well as shares held by Mr. Schultz's spouse, are held in Roth IRA accounts. Mr. Schultz's total direct and indirect beneficial ownership of non-derivative securities is 1,820,000 shares.

Remarks:

Mr. Schultz also holds options to purchase 2,500,000 shares of common stock as previously reported on Form 3, none of which were affected by the transactions reported herein.