Key facts
- This page summarizes John E. Schultz Jr.'s Form 4 filing for APPLIED ENERGETICS, INC. (AERG).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 07 Nov 2022, 05:05.
John E. Schultz Jr. - 18 Oct 2022 Form 4 Insider Report for APPLIED ENERGETICS, INC. (AERG)
- Reporting relationship
- Director
- Issuer ticker
- AERG
- Reported as of
- 18 Oct 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 07 Nov 2022, 05:05:52 UTC
- Prior SEC filing
- 17 Jun 2022
- Next SEC filing
- 23 Nov 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ John E. Schultz Jr.
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
John E. Schultz Jr. filed Form 4 for APPLIED ENERGETICS, INC. (AERG) on 07 Nov 2022.
Change
- Previous filing in this sequence was filed on 17 Jun 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AERG
transaction
Common Stock, par value $0.001 per share
Will/Inheritance
- Transaction value
- Shares
- +22,500
- Change %
- +4.1%
- Price
- Shares after
- 572,500
- Date
- 18 Oct 2022
- Ownership
- Direct
- Footnotes
- F1, F2
AERG
transaction
Common Stock, par value $0.001 per share
Will/Inheritance
- Transaction value
- Shares
- +100,000
- Change %
- +17%
- Price
- Shares after
- 672,500
- Date
- 27 Oct 2022
- Ownership
- Direct
- Footnotes
- F1, F2
AERG
holding
Common Stock, par value $0.001 per share
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 500,000
- Date
- 18 Oct 2022
- Ownership
- By Oak Tree Asset Management
- Footnotes
- F2
AERG
holding
Common Stock, par value $0.001 per share
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 750,000
- Date
- 18 Oct 2022
- Ownership
- By Spouse
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
These shares were received pursuant to a testamentary trust at a cost basis of $2.33 per share.
Footnote F2
All shares directly owned are held in Mr. Schultz's Roth IRA. Mr. Schultz's total direct and indirect beneficial ownership of non-derivative securities is 1,922,500 shares.
SEC remarks
Mr. Schultz also holds options to purchase 2,500,000 shares of common stock as previously reported on Form 3, none of which were affected by the transactions reported herein.