| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CPTN | Common Stock | Sale | -$178K | -100K | -0.35% | $1.78 | 28.9M | Nov 10, 2022 | See footnote | F1, F2 |
| transaction | CPTN | Common Stock | Sale | -$102K | -55.2K | -0.19% | $1.84 | 28.8M | Nov 11, 2022 | See footnote | F2, F3 |
| holding | CPTN | Common Stock | 1.42M | Nov 10, 2022 | Direct |
| Id | Content |
|---|---|
| F1 | The Reporting Person disposed 100,000 shares of Common Stock in multiple trades at prices ranging from $1.76 to $1.87, per share. The price reported in Column 4 above reflects the weighted average sale price for the transaction, rounded to the nearest cent. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| F2 | The shares of Common Stock are held by the Pei 2000 Trust, of which the Reporting Person is a trustee. |
| F3 | The Reporting Person disposed 55,202 shares of Common Stock in multiple trades at prices ranging from $1.80 to $1.89, per share. The price reported in Column 4 above reflects the weighted average sale price for the transaction, rounded to the nearest cent. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
Exhibit List: Exhibit 24 - Power of Attorney