Jun Pei - 03 May 2022 Form 4 Insider Report for Cepton, Inc. (CPTN)

Role
CEO and President, Director, 10%+ Owner
Signature
/s/ Jinying (Jenny) Chen, Attorney-in-Fact for Jun Pei
Issuer symbol
CPTN
Transactions as of
03 May 2022
Net transactions value
$0
Form type
4
Filing time
05 May 2022, 21:18:02 UTC
Previous filing
11 Feb 2022
Next filing
14 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CPTN Common Stock Award $0 +200,000 +16% $0.000000 1,424,617 03 May 2022 Direct F1
holding CPTN Common Stock 28,950,306 03 May 2022 See footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Issuer awarded the Reporting Person 200,000 time-based restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock, that vest in two equal installments on May 20, 2023 and May 20, 2024, in each case subject to early termination and adjustment as provided in the applicable award agreement.
F2 The shares of Common Stock are held by the Pei 2000 Trust, of which the Reporting Person is a trustee.