Jun Pei - 14 Nov 2022 Form 4 Insider Report for Cepton, Inc.

Role: CEO and President, Director, 10%+ Owner
Signature: /s/ Ming Qiu, Attorney-in-Fact for Jun Pei
Issuer symbol: N/A
Transactions as of: 14 Nov 2022
Net transactions value: -$18,963
Form type: 4
Filing time: 15 Nov 2022, 17:21:40 UTC
Previous filing: 14 Nov 2022
Next filing: 18 Nov 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CPTN	Common Stock	Sale	$18,963	-10,836	-0.04%	$1.75	28,784,268	14 Nov 2022	See footnote	F1, F2
holding	CPTN	Common Stock						1,424,617	14 Nov 2022	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The Reporting Person disposed 10,836 shares of Common Stock in multiple trades at prices ranging from $1.65 to $1.80, per share. The price reported in Column 4 above reflects the weighted average sale price for the transaction, rounded to the nearest cent. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F2	The shares of Common Stock are held by the Pei 2000 Trust, of which the Reporting Person is a trustee.

Content

The Reporting Person disposed 10,836 shares of Common Stock in multiple trades at prices ranging from $1.65 to $1.80, per share. The price reported in Column 4 above reflects the weighted average sale price for the transaction, rounded to the nearest cent. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

The shares of Common Stock are held by the Pei 2000 Trust, of which the Reporting Person is a trustee.