Jun Pei - Nov 14, 2022 Form 4 Insider Report for Cepton, Inc. (CPTN)

Role
CEO and President, Director, 10%+ Owner
Signature
/s/ Ming Qiu, Attorney-in-Fact for Jun Pei
Stock symbol
CPTN
Transactions as of
Nov 14, 2022
Transactions value $
-$18,963
Form type
4
Date filed
11/15/2022, 05:21 PM
Previous filing
Nov 14, 2022
Next filing
Nov 18, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CPTN Common Stock Sale -$19K -10.8K -0.04% $1.75 28.8M Nov 14, 2022 See footnote F1, F2
holding CPTN Common Stock 1.42M Nov 14, 2022 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person disposed 10,836 shares of Common Stock in multiple trades at prices ranging from $1.65 to $1.80, per share. The price reported in Column 4 above reflects the weighted average sale price for the transaction, rounded to the nearest cent. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F2 The shares of Common Stock are held by the Pei 2000 Trust, of which the Reporting Person is a trustee.