Christian Oberbeck - Aug 15, 2022 Form 4 Insider Report for SARATOGA INVESTMENT CORP. (SAR)

Role
CEO and Director, Director, 10%+ Owner
Signature
/s/ Christian Oberbeck
Stock symbol
SAR
Transactions as of
Aug 15, 2022
Transactions value $
$0
Form type
4
Date filed
8/16/2022, 02:52 PM
Previous filing
Dec 13, 2021
Next filing
Sep 28, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SAR Common Stock Other $0 -13.5K -1.91% $0.00 695K Aug 15, 2022 Direct F1
holding SAR Common Stock 218K Aug 15, 2022 By CLO Partners LLC
holding SAR Common Stock 31.6K Aug 15, 2022 By children
holding SAR Common Stock 1.22K Aug 15, 2022 By wife
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On August 15, 2022, Mr. Oberbeck transferred 13,543 shares of common stock to a total of 17 Saratoga employees as compensation.