Christian L. Oberbeck - Sep 27, 2022 Form 4 Insider Report for SARATOGA INVESTMENT CORP. (SAR)

Role
CEO and Director, Director, 10%+ Owner
Signature
/s/ Christian Oberbeck
Stock symbol
SAR
Transactions as of
Sep 27, 2022
Transactions value $
$0
Form type
4
Date filed
9/28/2022, 04:19 PM
Previous filing
Aug 16, 2022
Next filing
Oct 11, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SAR Common Stock Other $0 -4K -0.58% $0.00 691K Sep 27, 2022 Direct F1
holding SAR Common Stock 218K Sep 27, 2022 By CLO Partners LLC
holding SAR Common Stock 31.6K Sep 27, 2022 By children
holding SAR Common Stock 1.22K Sep 27, 2022 By wife
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On September 27, 2022, Mr. Oberbeck transferred 4,002 shares of common stock to a Saratoga employee as compensation.