Christian L. Oberbeck - 27 Sep 2022 Form 4 Insider Report for SARATOGA INVESTMENT CORP. (SAR)

Role
CEO and Director, Director, 10%+ Owner
Signature
/s/ Christian Oberbeck
Issuer symbol
SAR
Transactions as of
27 Sep 2022
Net transactions value
$0
Form type
4
Filing time
28 Sep 2022, 16:19:23 UTC
Previous filing
16 Aug 2022
Next filing
11 Oct 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SAR Common Stock Other $0 -4,002 -0.58% $0.000000 690,552 27 Sep 2022 Direct F1
holding SAR Common Stock 217,774 27 Sep 2022 By CLO Partners LLC
holding SAR Common Stock 31,565 27 Sep 2022 By children
holding SAR Common Stock 1,216 27 Sep 2022 By wife
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On September 27, 2022, Mr. Oberbeck transferred 4,002 shares of common stock to a Saratoga employee as compensation.