Christian L. Oberbeck - 09 Dec 2021 Form 4 Insider Report for SARATOGA INVESTMENT CORP. (SAR)

Role
CEO and Director, Director, 10%+ Owner
Signature
/s/ Christian Oberbeck
Issuer symbol
SAR
Transactions as of
09 Dec 2021
Net transactions value
$0
Form type
4
Filing time
13 Dec 2021, 18:46:06 UTC
Previous filing
14 Oct 2021
Next filing
16 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SAR Common Stock Gift $0 -3,944 -0.55% $0.000000 707,885 09 Dec 2021 Direct F1
transaction SAR Common Stock Gift $0 -5,916 -0.84% $0.000000 701,969 09 Dec 2021 Direct F2
transaction SAR Common Stock Gift $0 +5,916 +25% $0.000000 29,633 09 Dec 2021 By children F2
holding SAR Common Stock 217,774 09 Dec 2021 By CLO Partners LLC
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction involved gifts of securities by the reporting person to his children, who do not share the reporting person's household.
F2 This transaction involved gifts of securities by the reporting person to his children, who share the reporting person's household.