Liqun Han - Jul 29, 2022 Form 4 Insider Report for Cepton, Inc. (CPTN)

Role
Chief Operating Officer
Signature
/s/ Ming Qiu, Attorney-in-Fact for Liqun Han
Stock symbol
CPTN
Transactions as of
Jul 29, 2022
Transactions value $
$0
Form type
4
Date filed
7/29/2022, 09:39 PM
Previous filing
May 5, 2022
Next filing
Feb 10, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CPTN Common Stock Award $0 +200K +100% $0.00 400K Jul 29, 2022 Direct F2
holding CPTN Common Stock 490K Jul 29, 2022 See footnote. F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares of Common Stock are held by the Han-Ouyang Living Trust, U/A, dated March 21, 2021, of which the Reporting Person is a trustee.
F2 The Issuer awarded the Reporting Person 200,000 time-based restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock, that will vest in four equal installments on August 20, 2023, August 20, 2024, August 20, 2025 and August 20, 2026, in each case subject to early termination and adjustment as provided in the applicable award agreement.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney