Liqun Han - Feb 8, 2023 Form 4 Insider Report for Cepton, Inc. (CPTN)

Role
Chief Operating Officer
Signature
/s/ Ming Qiu, Attorney-in-Fact for Liqun Han
Stock symbol
CPTN
Transactions as of
Feb 8, 2023
Transactions value $
$0
Form type
4
Date filed
2/10/2023, 04:11 PM
Previous filing
Jul 29, 2022
Next filing
May 22, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CPTN Common Stock Award $0 +172K +43.08% $0.00 572K Feb 8, 2023 Direct F2
holding CPTN Common Stock 490K Feb 8, 2023 See footnote. F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares of Common Stock are held by the Han-Ouyang Living Trust, U/A, dated March 21, 2021, of which the Reporting Person is a trustee.
F2 The Issuer awarded the Reporting Person 172,308 time-based restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock, that will vest in three equal installments on February 20, 2024, February 20, 2025 and February 20, 2026, in each case subject to early termination and adjustment as provided in the applicable award agreement.