Liqun Han - 08 Feb 2023 Form 4 Insider Report for Cepton, Inc.

Role
Chief Operating Officer
Signature
/s/ Ming Qiu, Attorney-in-Fact for Liqun Han
Issuer symbol
N/A
Transactions as of
08 Feb 2023
Net transactions value
$0
Form type
4
Filing time
10 Feb 2023, 16:11:48 UTC
Previous filing
29 Jul 2022
Next filing
22 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CPTN Common Stock Award $0 +172,308 +43% $0.000000 572,308 08 Feb 2023 Direct F2
holding CPTN Common Stock 489,847 08 Feb 2023 See footnote. F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares of Common Stock are held by the Han-Ouyang Living Trust, U/A, dated March 21, 2021, of which the Reporting Person is a trustee.
F2 The Issuer awarded the Reporting Person 172,308 time-based restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock, that will vest in three equal installments on February 20, 2024, February 20, 2025 and February 20, 2026, in each case subject to early termination and adjustment as provided in the applicable award agreement.