Liqun Han - 03 May 2022 Form 4 Insider Report for Cepton, Inc.

Role
SVP of Operations
Signature
/s/ Jinying (Jenny) Chen, Attorney-in-Fact for Liqun Han
Issuer symbol
N/A
Transactions as of
03 May 2022
Net transactions value
$0
Form type
4
Filing time
05 May 2022, 21:23:48 UTC
Previous filing
11 Feb 2022
Next filing
29 Jul 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CPTN Common Stock Award $0 +200,000 $0.000000 200,000 03 May 2022 Direct F2
holding CPTN Common Stock 489,847 03 May 2022 See footnote. F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares of Common Stock are held by the Han-Ouyang Living Trust, U/A, dated March 21, 2021, of which the Reporting Person is a trustee.
F2 The Issuer awarded the Reporting Person 200,000 time-based restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock, that will vest in two equal installments on May 20, 2023 and May 20, 2024, in each case subject to early termination and adjustment as provided in the applicable award agreement.