Thomas J. /. Kelleher - May 11, 2022 Form 4 Insider Report for B. Riley Financial, Inc. (RILY)

Role
Co-CEO
Signature
/s/ Thomas J. Kelleher
Stock symbol
RILY
Transactions as of
May 11, 2022
Transactions value $
$230,684
Form type
4
Date filed
5/12/2022, 12:04 PM
Previous filing
Mar 2, 2022
Next filing
May 26, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RILY Common Stock Purchase $231K +5K +20.58% $46.14 29.3K May 11, 2022 See note F1, F2
holding RILY Common Stock 298K May 11, 2022 Direct
holding RILY Common Stock 460K May 11, 2022 See note F3
holding RILY Common Stock 5.6K May 11, 2022 By wife F4
holding RILY Common Stock 1.29K May 11, 2022 By daughter F5
holding RILY Common Stock 1.29K May 11, 2022 By daughter F6
holding RILY Common Stock 1.29K May 11, 2022 By daughter F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These transactions were executed in multiple trades at prices ranging from $46.135 to $46.22. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2 Held by self-directed IRA: Thomas John Kelleher IRA.
F3 Held of record by Thomas J. Kelleher and wife as Trustees for the Kelleher Family Trust.
F4 Held with dispositive power for a daughter.
F5 Held with dispositive power for a daughter.
F6 Held with dispositive power for a daughter.
F7 Held with dispositive power for a daughter.