Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | RILY | Common Stock | Award | $0 | +42.1K | +14.11% | $0.00 | 340K | May 24, 2022 | Direct | F1 |
transaction | RILY | Common Stock | Tax liability | -$655K | -13.2K | -3.88% | $49.56 | 327K | May 24, 2022 | Direct | F2 |
holding | RILY | Common Stock | 29.3K | May 24, 2022 | See note | F3 | |||||
holding | RILY | Common Stock | 460K | May 24, 2022 | See note | F4 | |||||
holding | RILY | Common Stock | 5.6K | May 24, 2022 | By wife | F5 | |||||
holding | RILY | Common Stock | 1.29K | May 24, 2022 | By daughter | F6 | |||||
holding | RILY | Common Stock | 1.29K | May 24, 2022 | By daughter | F7 | |||||
holding | RILY | Common Stock | 1.29K | May 24, 2022 | By daughter | F8 |
Id | Content |
---|---|
F1 | Represents a restricted stock unit that settles in common stock of the Company and vests in three equal installments on June 2, 2023, June 2, 2024 and June 2, 2025. |
F2 | Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on May 24, 2019 and May 21, 2020. |
F3 | Held by self-directed IRA: Thomas John Kelleher IRA. |
F4 | Held of record by Thomas J. Kelleher and wife as Trustees for the Kelleher Family Trust. |
F5 | Held with dispositive power for a daughter. |
F6 | Held with dispositive power for a daughter. |
F7 | Held with dispositive power for a daughter. |
F8 | Held with dispositive power for a daughter. |