Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | RILY | Common Stock | Award | $21.2K | +331 | +0.11% | $64.18 | 298K | Jun 30, 2021 | Direct | F1 |
transaction | RILY | Common Stock | Purchase | $252K | +4.3K | +21.5% | $58.64 | 24.3K | Feb 28, 2022 | See note | F2, F3 |
holding | RILY | Common Stock | 460K | Feb 28, 2022 | See note | F4 | |||||
holding | RILY | Common Stock | 5.6K | Feb 28, 2022 | By wife | F5 | |||||
holding | RILY | Common Stock | 1.29K | Feb 28, 2022 | By daughter | F6 | |||||
holding | RILY | Common Stock | 1.29K | Feb 28, 2022 | By daughter | F7 | |||||
holding | RILY | Common Stock | 1.29K | Feb 28, 2022 | By daughter | F8 |
Id | Content |
---|---|
F1 | Represents shares acquired under the provisions of the B. Riley Financial, Inc. 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). |
F2 | These transactions were executed in multiple trades at prices ranging from $58.64 to $58.69. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
F3 | Held by self-directed IRA: Thomas John Kelleher IRA. |
F4 | Held of record by Thomas J. Kelleher and wife as Trustees for the Kelleher Family Trust. |
F5 | Held with dispositive power for a daughter. |
F6 | Held with dispositive power for a daughter. |
F7 | Held with dispositive power for a daughter. |
F8 | Held with dispositive power for a daughter. |