Jun Pei - Feb 10, 2022 Form 3 Insider Report for Cepton, Inc. (CPTN)

Role
CEO and President, Director, 10%+ Owner
Signature
/s/: Jinying (Jenny) Chen, Attorney-in-Fact for Jun Pei
Stock symbol
CPTN
Transactions as of
Feb 10, 2022
Transactions value $
$0
Form type
3
Date filed
2/11/2022, 04:40 PM
Next filing
May 5, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CPTN Common Stock 1.22M Feb 10, 2022 Direct F1
holding CPTN Common Stock 29M Feb 10, 2022 See Footnote. F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pursuant to the Business Combination Agreement, dated as of August 4, 2021 (as amended by the Amendment to the Business Combination Agreement, dated as of January 21, 2022, and as it may be further amended or supplemented from time to time, the "Business Combination Agreement"), by and among Growth Capital Acquisition Corp. ("GCAC" and, upon consummation of the business combination, the surviving Issuer as renamed Cepton, Inc.), Cepton Technologies, Inc., a Delaware corporation ("Former Cepton"), and GCAC Merger Sub Inc., a Delaware corporation and a direct, wholly owned subsidiary of GCAC, on February 10, 2022 (the "Effective Date"), all shares of stock of Former Cepton were automatically converted into shares of the Issuer's Common Stock based on a 1-to-2.449 conversion ratio.
F2 The shares of Common Stock are held by the Pei 2000 Trust, of which the reporting person is a trustee.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney