Christian L. Oberbeck - Oct 14, 2021 Form 4 Insider Report for SARATOGA INVESTMENT CORP. (SAR)

Role
CEO and Director, Director, 10%+ Owner
Signature
/s/ Christian Oberbeck
Stock symbol
SAR
Transactions as of
Oct 14, 2021
Transactions value $
$0
Form type
4
Date filed
10/14/2021, 06:50 PM
Previous filing
Aug 25, 2021
Next filing
Dec 13, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SAR Common Stock Other $0 -346 -0.05% $0.00 712K Oct 14, 2021 Direct F1
holding SAR Common Stock 218K Oct 14, 2021 By CLO Partners LLC
holding SAR Common Stock 23.7K Oct 14, 2021 By children
holding SAR Common Stock 1.14K Oct 14, 2021 By wife
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On October 14, 2021, Mr. Oberbeck transferred 346 shares of common stock to a Saratoga employee as compensation.