Christian L. Oberbeck - 14 Oct 2021 Form 4 Insider Report for SARATOGA INVESTMENT CORP. (SAR)

Role
CEO and Director, Director, 10%+ Owner
Signature
/s/ Christian Oberbeck
Issuer symbol
SAR
Transactions as of
14 Oct 2021
Net transactions value
$0
Form type
4
Filing time
14 Oct 2021, 18:50:16 UTC
Previous filing
25 Aug 2021
Next filing
13 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SAR Common Stock Other $0 -346 -0.05% $0.000000 711,829 14 Oct 2021 Direct F1
holding SAR Common Stock 217,774 14 Oct 2021 By CLO Partners LLC
holding SAR Common Stock 23,718 14 Oct 2021 By children
holding SAR Common Stock 1,141 14 Oct 2021 By wife
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On October 14, 2021, Mr. Oberbeck transferred 346 shares of common stock to a Saratoga employee as compensation.