Christian L. Oberbeck - 24 Aug 2021 Form 4 Insider Report for SARATOGA INVESTMENT CORP. (SAR)

Role
CEO and Director, Director, 10%+ Owner
Signature
/s/ Christian Oberbeck
Issuer symbol
SAR
Transactions as of
24 Aug 2021
Net transactions value
$0
Form type
4
Filing time
25 Aug 2021, 11:44:36 UTC
Previous filing
14 Jun 2021
Next filing
14 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SAR Common Stock Other $0 -199 -0.03% $0.000000 710,384 24 Aug 2021 Direct F1
holding SAR Common Stock 217,774 24 Aug 2021 By CLO Partners LLC
holding SAR Common Stock 23,265 24 Aug 2021 By children
holding SAR Common Stock 1,119 24 Aug 2021 By wife
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On August 24, 2021, Mr. Oberbeck transferred 199 shares of common stock to a Saratoga employee as compensation.