Christian L. Oberbeck - 10 May 2021 Form 4 Insider Report for SARATOGA INVESTMENT CORP. (SAR)

Role
CEO and Director, Director, 10%+ Owner
Signature
/s/ Christian Oberbeck
Issuer symbol
SAR
Transactions as of
10 May 2021
Net transactions value
$0
Form type
4
Filing time
14 Jun 2021, 17:52:13 UTC
Next filing
25 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SAR Common Stock Other $0 -998 -0.14% $0.000000 721,869 10 May 2021 Direct F1
transaction SAR Common Stock Other $0 -12,879 -1.8% $0.000000 708,990 10 Jun 2021 Direct F2
holding SAR Common Stock 217,774 10 May 2021 By CLO Partners LLC
holding SAR Common Stock 22,863 10 May 2021 By children
holding SAR Common Stock 1,100 10 May 2021 By wife
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On May 10, 2021, Mr. Oberbeck transferred 998 shares of common stock to a Saratoga employee as compensation.
F2 On June 10, 2021, Mr. Oberbeck transferred 12,879 shares of common stock to a total of 13 Saratoga employees as compensation.