Christian L. Oberbeck - May 10, 2021 Form 4 Insider Report for SARATOGA INVESTMENT CORP. (SAR)

Role
CEO and Director, Director, 10%+ Owner
Signature
/s/ Christian Oberbeck
Stock symbol
SAR
Transactions as of
May 10, 2021
Transactions value $
$0
Form type
4
Date filed
6/14/2021, 05:52 PM
Next filing
Aug 25, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SAR Common Stock Other $0 -998 -0.14% $0.00 722K May 10, 2021 Direct F1
transaction SAR Common Stock Other $0 -12.9K -1.78% $0.00 709K Jun 10, 2021 Direct F2
holding SAR Common Stock 218K May 10, 2021 By CLO Partners LLC
holding SAR Common Stock 22.9K May 10, 2021 By children
holding SAR Common Stock 1.1K May 10, 2021 By wife
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On May 10, 2021, Mr. Oberbeck transferred 998 shares of common stock to a Saratoga employee as compensation.
F2 On June 10, 2021, Mr. Oberbeck transferred 12,879 shares of common stock to a total of 13 Saratoga employees as compensation.