DAVID D. SLINEY - 19 Jan 2024 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
Chief Operating Officer
Signature
/s/ David Sliney
Issuer symbol
SF
Transactions as of
19 Jan 2024
Net transactions value
-$207,243
Form type
4
Filing time
23 Jan 2024, 16:43:20 UTC
Previous filing
06 Mar 2023
Next filing
05 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SF Common Stock Options Exercise $0 +9,883 +5.1% $0.000000 202,276 19 Jan 2024 Direct
transaction SF Common Stock Tax liability $207,243 -2,997 -1.5% $69.15 199,279 19 Jan 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SF Phantom Stock Units Options Exercise $0 -9,883 -26% $0.000000 28,286 19 Jan 2024 Common Stock 9,883 $0.000000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Currently exercisable.
F2 No expiration date for these Units.