DAVID D. SLINEY - 01 Mar 2024 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
Chief Operating Officer
Signature
/s/ David Sliney
Issuer symbol
SF
Transactions as of
01 Mar 2024
Net transactions value
-$440,850
Form type
4
Filing time
05 Mar 2024, 16:51:22 UTC
Previous filing
23 Jan 2024
Next filing
12 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SF Common Stock Options Exercise $0 +5,504 +2.8% $0.000000 204,783 01 Mar 2024 Direct
transaction SF Common Stock Options Exercise $0 +7,809 +3.8% $0.000000 212,592 01 Mar 2024 Direct
transaction SF Common Stock Tax liability $440,850 -5,878 -2.8% $75.00 206,714 01 Mar 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SF Phantom Stock Units Award $0 +9,762 +35% $0.000000 38,048 01 Mar 2024 Common Stock 9,762 $0.000000 Direct F1, F2
transaction SF Phantom Stock Units Options Exercise $0 -5,504 -14% $0.000000 32,544 01 Mar 2024 Common Stock 5,504 $0.000000 Direct F2, F3
transaction SF Phantom Stock Units Options Exercise $0 -7,809 -24% $0.000000 24,735 01 Mar 2024 Common Stock 7,809 $0.000000 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These units are being issued based on the PRSU award agreement dated February 26, 2020. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 2, 2025.
F2 No expiration date for these Units
F3 Currently exercisable.