James M. Marischen - 19 Jan 2024 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
Chief Financial Officer
Signature
/s/ James Marischen
Issuer symbol
SF
Transactions as of
19 Jan 2024
Net transactions value
-$310,345
Form type
4
Filing time
23 Jan 2024, 16:33:52 UTC
Previous filing
06 Mar 2023
Next filing
05 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SF Common Stock Options Exercise $0 +9,901 +20% $0.000000 58,810 19 Jan 2024 Direct
transaction SF Common Stock Tax liability $310,345 -4,488 -7.6% $69.15 54,322 19 Jan 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SF Phantom Stock Units Options Exercise $0 -9,901 -30% $0.000000 23,395 19 Jan 2024 Common Stock 9,901 $0.000000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Currently exercisable.
F2 No expiration date for these Units.