James Marischen - Jan 19, 2024 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
Chief Financial Officer
Signature
/s/ James Marischen
Stock symbol
SF
Transactions as of
Jan 19, 2024
Transactions value $
-$310,345
Form type
4
Date filed
1/23/2024, 04:33 PM
Previous filing
Mar 6, 2023
Next filing
Mar 5, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SF Common Stock Options Exercise $0 +9.9K +20.24% $0.00 58.8K Jan 19, 2024 Direct
transaction SF Common Stock Tax liability -$310K -4.49K -7.63% $69.15 54.3K Jan 19, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SF Phantom Stock Units Options Exercise $0 -9.9K -29.74% $0.00 23.4K Jan 19, 2024 Common Stock 9.9K $0.00 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Currently exercisable.
F2 No expiration date for these Units.