James Marischen - Mar 2, 2023 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
Chief Financial Officer
Signature
/s/ James Marischen
Stock symbol
SF
Transactions as of
Mar 2, 2023
Transactions value $
-$22,774
Form type
4
Date filed
3/6/2023, 03:56 PM
Previous filing
Feb 23, 2023
Next filing
Jan 23, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SF Common Stock Options Exercise $0 +771 +1.59% $0.00 49.3K Mar 2, 2023 Direct
transaction SF Common Stock Tax liability -$22.8K -342 -0.69% $66.59 48.9K Mar 2, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SF Phantom Stock Units Options Exercise $0 -771 -2.26% $0.00 33.3K Mar 2, 2023 Common Stock 771 $0.00 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Currently exercisable.
F2 No expiration date for these Units.