James M. Marischen - 02 Mar 2023 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
Chief Financial Officer
Signature
/s/ James Marischen
Issuer symbol
SF
Transactions as of
02 Mar 2023
Net transactions value
-$22,774
Form type
4
Filing time
06 Mar 2023, 15:56:29 UTC
Previous filing
23 Feb 2023
Next filing
23 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SF Common Stock Options Exercise $0 +771 +1.6% $0.000000 49,251 02 Mar 2023 Direct
transaction SF Common Stock Tax liability $22,774 -342 -0.69% $66.59 48,909 02 Mar 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SF Phantom Stock Units Options Exercise $0 -771 -2.3% $0.000000 33,296 02 Mar 2023 Common Stock 771 $0.000000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Currently exercisable.
F2 No expiration date for these Units.