Patrick Harshman - Nov 15, 2023 Form 4 Insider Report for HARMONIC INC (HLIT)

Role
President and CEO, Director
Signature
/s/ Wendi Ninh, Attorney-in-Fact
Stock symbol
HLIT
Transactions as of
Nov 15, 2023
Transactions value $
$0
Form type
4
Date filed
11/17/2023, 06:00 PM
Previous filing
Aug 17, 2023
Next filing
Feb 20, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HLIT Common Stock Options Exercise $0 +30.2K +4.83% $0.00 656K Nov 15, 2023 Direct
transaction HLIT Common Stock Tax liability $0 -15.9K -2.43% $0.00 640K Nov 15, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HLIT Restricted Stock Units Options Exercise $0 -16.6K -50% $0.00 16.6K Nov 15, 2023 Common Stock 16.6K $0.00 Direct
transaction HLIT Restricted Stock Units Options Exercise $0 -13.7K -16.67% $0.00 68.4K Nov 15, 2023 Common Stock 13.7K $0.00 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects an adjustment of 408 shares of common stock transferred to the reporting person's former spouse pursuant to a marital settlement agreement. The reporting person no longer reports as beneficially owned any securities owned by his former spouse.