| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HLIT | Common Stock | Options Exercise | $0 | +298K | +46.58% | $0.00 | 938K | Feb 15, 2024 | Direct | F1 |
| transaction | HLIT | Common Stock | Tax liability | -$2.18M | -159K | -16.98% | $13.67 | 779K | Feb 15, 2024 | Direct | |
| transaction | HLIT | Common Stock | Options Exercise | $0 | +80.1K | +10.29% | $0.00 | 859K | Feb 15, 2024 | Direct | |
| transaction | HLIT | Common Stock | Tax liability | -$584K | -42.8K | -5.19% | $13.67 | 780K | Feb 15, 2024 | Direct | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HLIT | Restricted Stock Units | Options Exercise | $0 | -16.6K | -100% | $0.00* | 0 | Feb 15, 2024 | Common Stock | 16.6K | $0.00 | Direct | F3 |
| transaction | HLIT | Restricted Stock Units | Options Exercise | $0 | -13.7K | -20% | $0.00 | 54.7K | Feb 15, 2024 | Common Stock | 13.7K | $0.00 | Direct | F3 |
| transaction | HLIT | Restricted Stock Units | Options Exercise | $0 | -49.9K | -33.33% | $0.00 | 99.8K | Feb 15, 2024 | Common Stock | 49.9K | $0.00 | Direct | F3 |
| transaction | HLIT | Restricted Stock Units | Award | $0 | +222K | $0.00 | 222K | Feb 16, 2024 | Common Stock | 222K | $0.00 | Direct | F3, F4 |
| Id | Content |
|---|---|
| F1 | These performance-based restricted stock units ("PRSUs") were grated on February 16, 2021, with vesting based on the total stockholder return ("TSR") to holders of Company common stock during a three-year performance period that concluded on February 14, 2023. Based on the TSR over the the performance period, 150% of the shares underlying the PRSUs, or 297,989 shares, vested in accordance with the terms set forth in DEF 14A filed by the Company with the U.S. Securities and Exchange Commission on April 29, 2022, upon the approval of the Compensation Committee of the Board of Directors of the Company on February 15, 2024. |
| F2 | Reflects an adjustment of 35,532 shares of common stock transferred to the reporting person's former spouse pursuant to a marital settlement agreement. The reporting person no longer reports as beneficially owned any securities owned by his former spouse. |
| F3 | Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. |
| F4 | One third (33.33%) of the Shares subject to the Restricted Stock Units are scheduled to vest on February 15, 2025, and approximately 8.33% of the remaining Restricted Stock Units will vest each three months thereafter, so as to be 100% vested on the third anniversary of the RSU Vesting Commencement Date. |