PATRICK HARSHMAN - 15 Aug 2023 Form 4 Insider Report for HARMONIC INC (HLIT)

Role
President and CEO, Director
Signature
/s/ Wendi Ninh, Attorney-in-Fact
Issuer symbol
HLIT
Transactions as of
15 Aug 2023
Net transactions value
$0
Form type
4
Filing time
17 Aug 2023, 21:40:00 UTC
Previous filing
17 May 2023
Next filing
17 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HLIT Common Stock Options Exercise $0 +30,239 +4.9% $0.000000 642,204 15 Aug 2023 Direct
transaction HLIT Common Stock Tax liability $0 -15,920 -2.5% $0.000000 625,835 15 Aug 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HLIT Restricted Stock Units Options Exercise $0 -16,555 -33% $0.000000 33,110 15 Aug 2023 Common Stock 16,555 $0.000000 Direct
transaction HLIT Restricted Stock Units Options Exercise $0 -13,684 -14% $0.000000 82,102 15 Aug 2023 Common Stock 13,684 $0.000000 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects an adjustment of 449 shares of common stock transferred to the reporting person's former spouse pursuant to a marital settlement agreement. The reporting person no longer reports as beneficially owned any securities owned by his former spouse.