Patrick Harshman - Aug 15, 2023 Form 4 Insider Report for HARMONIC INC (HLIT)

Role: President and CEO, Director
Signature: /s/ Wendi Ninh, Attorney-in-Fact
Stock symbol: HLIT
Transactions as of: Aug 15, 2023
Transactions value $: $0
Form type: 4
Date filed: 8/17/2023, 09:40 PM
Previous filing: May 17, 2023
Next filing: Nov 17, 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HLIT	Common Stock	Options Exercise	$0	+30.2K	+4.94%	$0.00	642K	Aug 15, 2023	Direct
transaction	HLIT	Common Stock	Tax liability	$0	-15.9K	-2.48%	$0.00	626K	Aug 15, 2023	Direct	F1

Showing 1 to 2 of 2 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HLIT	Restricted Stock Units	Options Exercise	$0	-16.6K	-33.33%	$0.00	33.1K	Aug 15, 2023	Common Stock	16.6K	$0.00	Direct
transaction	HLIT	Restricted Stock Units	Options Exercise	$0	-13.7K	-14.29%	$0.00	82.1K	Aug 15, 2023	Common Stock	13.7K	$0.00	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Reflects an adjustment of 449 shares of common stock transferred to the reporting person's former spouse pursuant to a marital settlement agreement. The reporting person no longer reports as beneficially owned any securities owned by his former spouse.