Ronald Lee Nicol - 25 Sep 2023 Form 4 Insider Report for Nuburu, Inc. (BURU)

Role
Executive Chairman, Director
Signature
/s/ Brian Knaley, by power of attorney on behalf of Ronald Lee Nicol
Issuer symbol
BURU
Transactions as of
25 Sep 2023
Net transactions value
$0
Form type
4
Filing time
27 Sep 2023, 16:04:21 UTC
Previous filing
01 Sep 2023
Next filing
08 Dec 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BURU Stock Option (right to buy) Award $0 +2,160,000 $0.000000 2,160,000 25 Sep 2023 Common Stock 2,160,000 $0.3230 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares subject to this stock option are subject to service-based vesting requirements. 1/24th of the shares subject to the option shall vest and become exercisable each month following the Exercisable Date, such that 100% of the shares subject to this stock option will be vested October 25, 2025, subject to the Reporting Person remaining a service provider through each such vesting date.