Ronald Lee Nicol - Sep 25, 2023 Form 4 Insider Report for Nuburu, Inc. (BURU)

Signature
/s/ Brian Knaley, by power of attorney on behalf of Ronald Lee Nicol
Stock symbol
BURU
Transactions as of
Sep 25, 2023
Transactions value $
$0
Form type
4
Date filed
9/27/2023, 04:04 PM
Previous filing
Sep 1, 2023
Next filing
Dec 8, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BURU Stock Option (right to buy) Award $0 +2.16M $0.00 2.16M Sep 25, 2023 Common Stock 2.16M $0.32 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares subject to this stock option are subject to service-based vesting requirements. 1/24th of the shares subject to the option shall vest and become exercisable each month following the Exercisable Date, such that 100% of the shares subject to this stock option will be vested October 25, 2025, subject to the Reporting Person remaining a service provider through each such vesting date.