Ronald Lee Nicol - Aug 31, 2023 Form 4 Insider Report for Nuburu, Inc. (BURU)

Role: Director
Signature: /s/ Brian Knaley, by power of attorney on behalf of Ronald Lee Nicol
Stock symbol: BURU
Transactions as of: Aug 31, 2023
Transactions value $: $0
Form type: 4
Date filed: 9/1/2023, 05:02 PM
Previous filing: Jun 23, 2023
Next filing: Sep 27, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	BURU	Stock Option (right to buy)	Award	$0	+188K		$0.00	188K	Aug 31, 2023	Common Stock	188K	$0.39	Direct	F1
transaction	BURU	Stock Option (right to buy)	Award	$0	+18.8K		$0.00	18.8K	Aug 31, 2023	Common Stock	18.8K	$0.39	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The shares subject to this stock option are subject to service-based vesting requirements. 1/12th of the shares subject to the option shall vest and become exercisable on the first day of each month following June 16, 2023 beginning on July 1, 2023 such that 100% of the shares subject to this stock option will be vested on June 1, 2024, subject to the Report Person remaining a service provider through each such vesting date.
F2	The shares subject to this stock option are subject to service-based vesting requirements. 1/12th of the shares subject to the option shall vest and become exercisable on the first day of each month following January 31, 2023 beginning on February 1, 2023 such that 100% of the shares subject to this stock option will be vested on January 1, 2024, subject to the Report Person remaining a service provider through each such vesting date.

Content

The shares subject to this stock option are subject to service-based vesting requirements. 1/12th of the shares subject to the option shall vest and become exercisable on the first day of each month following June 16, 2023 beginning on July 1, 2023 such that 100% of the shares subject to this stock option will be vested on June 1, 2024, subject to the Report Person remaining a service provider through each such vesting date.

The shares subject to this stock option are subject to service-based vesting requirements. 1/12th of the shares subject to the option shall vest and become exercisable on the first day of each month following January 31, 2023 beginning on February 1, 2023 such that 100% of the shares subject to this stock option will be vested on January 1, 2024, subject to the Report Person remaining a service provider through each such vesting date.