Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | BURU | Warrant (right to buy) | Purchase | +4.4M | 4.4M | Dec 6, 2023 | Common Stock | 4.4M | $0.25 | See footnote | F1, F2, F3 |
Id | Content |
---|---|
F1 | Warrant to purchase shares of Nuburu, Inc. common stock, par value $0.0001 per share (the "Warrant"), was issued pursuant to a Note and Warrant Purchase Agreement dated as of November 13, 2023 (the "Purchase Agreement"). The exercise price is subject to adjustment pursuant to the terms of the Warrant. |
F2 | The Warrant was issued pursuant to the Purchase Agreement in connection with the purchase of a secured promissory note as partial consideration for the secured promissory note. The total consideration paid by the reporting person pursuant to the Purchase Agreement was $1,000,000. |
F3 | The securities are held directly by Eunomia, LP. Mr. Nicol is the manager of Eunomia, LP and exercises voting and investment control over these securities. |