Patrick Harshman - 15 May 2023 Form 4 Insider Report for HARMONIC INC (HLIT)

Reporting relationship: President and CEO, Director
Issuer ticker: HLIT
Reported as of: 15 May 2023
Net transaction value: -$262,521
SEC form: 4
Accepted by SEC: 17 May 2023, 16:13:49 UTC
Prior SEC filing: 08 Mar 2023
Next SEC filing: 17 Aug 2023
Source filing: View source filing
Reporting owner signature: /s/ Laura Donovan By Attorney-in-Fact: Laura Donovan

Key filing fact

Patrick Harshman filed Form 4 for HARMONIC INC (HLIT) on 17 May 2023.

Key facts

This page summarizes Patrick Harshman's Form 4 filing for HARMONIC INC (HLIT).
4 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 17 May 2023, 16:13.

Change

Previous filing in this sequence was filed on 08 Mar 2023.
Current net transaction value: -$262,521.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HLIT transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +30,238
Change %: +5.1%
Price: $0.000000
Shares after: 628,385
Date: 15 May 2023
Ownership: Direct

HLIT transaction

Common Stock

Tax liability

Transaction value: $262,521
Shares: -15,920
Change %: -2.5%
Price: $16.49
Shares after: 611,965
Date: 15 May 2023
Ownership: Direct
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HLIT transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -16,555
Change %: -25%
Price: $0.000000
Shares after: 49,665
Date: 15 May 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 16,555
Exercise price: $0.000000

HLIT transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -13,683
Change %: -12%
Price: $0.000000
Shares after: 95,786
Date: 15 May 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 13,683
Exercise price: $0.000000

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Reflects an adjustment of 500 shares of common stock transferred to the reporting person's ex-spouse pursuant to a marital settlement agreement. The reporting person no longer reports as beneficially owned any securities owned by his ex-spouse.