Shamim Ruff - Jun 7, 2023 Form 4 Insider Report for REATA PHARMACEUTICALS INC (RETA)

Role
Director
Signature
/s/ Tracy Herson, attorney-in-fact
Stock symbol
RETA
Transactions as of
Jun 7, 2023
Transactions value $
$242,391
Form type
4
Date filed
6/9/2023, 04:32 PM
Previous filing
Mar 13, 2023
Next filing
Aug 1, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RETA Class A common stock Award $42.5K +454 +8.69% $93.61 5.68K Jun 7, 2023 Direct F1, F2
transaction RETA Class A common stock Award $157K +1.68K +29.63% $93.61 7.36K Jun 7, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RETA Stock Option (right-to-buy) Award $42.4K +576 $73.68 576 Jun 7, 2023 Class A common stock 576 $93.61 Direct F3, F4
transaction RETA Stock Option (right-to-buy) Award $0 +2.14K $0.00 2.14K Jun 7, 2023 Class A common stock 2.14K $93.61 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares represent Restricted Stock Units (RSUs), which vest on June 5, 2024, subject to continued service through the vesting date.
F2 These RSUs were issued to the reporting person pursuant to the Reata Non-Employee Director Compensation Policy in lieu of future director fees of $42,499.
F3 The option vests in 4 equal installments on September 7, 2023, December 7, 2023, March 7, 2024, and June 5, 2024, subject to continued service through each vesting date.
F4 This option was issued to the reporting person pursuant to the Reata Non-Employee Director Compensation Policy in lieu of future director fees of $42,441.